| Location | |||
|---|---|---|---|
| SL01 - Ethics: Law Practice Diagnostic Assessment | Nicole Iannarone | TBA |
| Location | |||
|---|---|---|---|
| SL02 - Case Law Round-up for the Securities Arbitration Practitioner | Teresa Verges, Elissa Germaine | TBA |
| Location | |||
|---|---|---|---|
| SL03 - High Risk Broker Regulation & Enforcement | Scott Eichhorn, Christopher Kelly, Michael Pieciak | TBA |
| Location | |||
|---|---|---|---|
| SL04 - Broker-Dealer Standards of Conduct | Christine Lazaro, Joseph Borg, Michael Edmiston, Leo Rydzewski | TBA |
| Location | |||
|---|---|---|---|
| SL05 - RIA and Hybrid RIA/BD Regulation: Where Were We, and Where Are We Going? | Darlene Pasieczny, Richard Ryder | TBA |