Session Description

Description
SL-01 - Robo Advisers: The Duties Behind the Technology
Christine Lazaro, Greg Yaecker
Date/Time: 
10/09/2018 - 12:30pm to 10/09/2018 - 1:30pm
Room: 
Blue Heron

The panel will discuss the duties related to robo advice, including the duties related to supervising the algorithms and the advice given by the programs.

SL-02 - Cryptocurrencies, Initial Coin Offerings, and Securities Regulation
Benjamin Edwards, Carla Reyes, Joseph Borg
Date/Time: 
10/09/2018 - 1:30pm to 10/09/2018 - 2:30pm
Room: 
Blue Heron

This panel will provide an overview of emerging distributed ledger technology, cryptocur‐ rencies, and the fast‐moving initial coin offering market.

SL-03 - Case Law Round‐up for the Securities Arbitration Practitioner
Teresa Verges, Elissa Germaine
Date/Time: 
10/09/2018 - 2:45pm to 10/09/2018 - 3:15pm
Room: 
Blue Heron

Discussion of selected cases in 2018 involving arbitration and related issues commonly found in securities arbitration practice.

SL-04 - Hybrid Advisers: Regulation and Claims Regarding Dual‐Registered Brokers and RIAs
Darlene Pasieczny, Jeffery Schaff, James Wrona
Date/Time: 
10/09/2018 - 3:15pm to 10/09/2018 - 4:15pm
Room: 
Blue Heron

This panel will explore issues in regulation and customer dispute resolution when a culpable financial adviser “wears two hats” as both a FINRA‐licensed broker and SEC‐licensed registered investmen

SL-05 - The Ethics of Legal Technology
Nicole Iannarone
Date/Time: 
10/09/2018 - 4:30pm to 10/09/2018 - 6:00pm
Room: 
Blue Heron

The session will describe the ethical rules pertaining to technology use in law practice.