BO-06 - Suing and Collecting from Insolvent Broker-Dealers: Interplay Between Bankruptcy and FINRA Cases

Date/Time: 
10/11/2018 - 9:45am to 10/11/2018 - 10:45am
Room: 
Calusa B
Date/Time: 
10/12/2018 - 8:30am to 10/12/2018 - 9:30am
Room: 
Calusa B

Unpaid arbitration awards and collection issues continue to be one of the top issues facing PIABA and retail investors who find themselves in the FINRA arbitration forum. This session will be dedicated to learning how to monetize your hard-fought arbitration awards and settlements in light of insolvency or collectability issues, and how to collect on those awards and settlements from insolvent broker-dealers, individual brokers, or even through bankruptcy proceedings.