BO-15 Handling Small Cases

10/12/2018 - 9:45am to 10/12/2018 - 10:45am
Calusa B

FINRA has adopted a new option for small cases. This session will discuss the new rule, including what is required and what is allowed.  It will also cover techniques for handling small cases on the papers as well as under the new procedure, which allows limited testimony.