BO-15 Handling Small Cases

Date/Time: 
10/12/2018 - 9:45am to 10/12/2018 - 10:45am
Room: 
Calusa B

FINRA has adopted a new option for small cases. This session will discuss the new rule, including what is required and what is allowed.  It will also cover techniques for handling small cases on the papers as well as under the new procedure, which allows limited testimony.