Annual Meeting Schedule

Wednesday       Thursday       Friday       My Schedule

7:30am to 9:00am
Location
Breakfast Buffet N/A Brazos Foyer
8:00am to 3:00pm
Location
Annual Meeting Registration N/A Rio Grande
8:30am to 8:45am
Location
President's Welcome N/A Brazos ABCD
8:45am to 9:45am
Location
AM01 - NASAA Report & Roundtable Samuel Edwards, Christopher Gerold, Joseph Borg, Michael Pieciak Brazos ABCD
9:00am to 10:30am
Location
Guest Meet & Greet Breakfast N/A Trinity
9:45am to 10:45am
Location
AM02 - Review of FINRA DR Activities and Developments in 2019 Christine Lazaro, Richard Berry, Manly Ray Brazos ABCD
10:45am to 11:00am
Location
Break N/A Brazos Foyer
11:00am to 12:00pm
Location
AM03 - Working with the FBI and the Commodities Futures Trading Commission (CFTC) Niem Nguyen, Melanie Devoe, Jonathan Walthers Brazos ABCD
12:15pm to 1:30pm
Location
Box Luncheon N/A Brazos Foyer
12:30pm to 1:15pm
Location
AM04 - Expert's Roundtable David Keogh, Elizabeth Falk Brazos E
1:30pm to 2:30pm
Location
AM05 - The Interface of FINRA Enforcement Proceedings and FINRA Arbitration Proceedings Joseph Wojciechowski, Christopher Kelly, Terri Reicher Brazos ABCD
2:30pm to 2:45pm
Location
Break N/A Brazos Foyer
2:45pm to 4:00pm
Location
AM06 - From the Defense Bar Perspective Adam Gana, Gary Saretsky, Richard Szuch, Michael Schwartzberg, Paula Shaffner Brazos ABCD
4:15pm to 7:00pm
Location
PIABA Tennis Tournament N/A Tennis Club
8:00pm to 9:30pm
Location
PIABA Welcome Reception N/A Resort Pool