Session Description

In recent years, women have been making great strides in gender equality. Despite such progress, men still well outnumber women in the room, and women in the legal profession continue to face many obstacles throughout their career.

Broker-dealers must comply with the Bank Secrecy Act and its regulations and, pursuant to FINRA Rule 3310, develop and implement a written AML compliance program. The purpose of AML oversight is to detect money laundering and fraudulent activity.

It’s no secret that cases can be won and lost on testifying witness preparation. When our clients testify, we’re holding our breath, hoping that the work we have put in during the preparation process pays off.

Discussion with two former federal prosecutors who have experience trying hundreds of federal jury trials about how to present a case effectively.

Closed

This session will be recorded for replay by Members fully registered to attend the PIABA Annual Meeting.

Some people have been extolling the virtues of technology in the context of securities arbitration for years. Thanks to the Pandemic, even the most die-hard Luddites are now being forced to consider using (or actually use) technology for case preparation, mediation, and hearings.

9, 13, 14, 15, 16, 17, 20, and 21. If you don’t recognize these numbers, you are missing key documents in discovery. If you know these numbers and your reaction is “I hate these Discovery Guide fights,” this program is for you.

Getting the best results for our clients isn’t just a matter of luck. It all starts with the first steps we take to evaluate a claim, to set the expectations for our clients, to lay out all the reasons why our opponents should open their checkbooks and start writing.