| Location | |||
|---|---|---|---|
| AM04 - Trial Tactics | Kirk Smith, Jason Doss, Luis Minana, Melanie Cherdack, Ross Intelisano, Brandon Reif | Rocky Mt. Ballroom CD |
| Location | |||
|---|---|---|---|
| BO03 - Secondary Liability for Actors Who Participate in Fraudulent Investment Schemes/Clearing Firms | Robert Banks, Joseph Peiffer, Amir Tadjedin | Rocky Mt. Ballroom A | |
| BO04 - GPB Cases | Jason Kane, Kalju Nekvasil | Rocky Mt. Ballroom CD |
| Location | |||
|---|---|---|---|
| AM05 - Broker-Dealer AML Oversight: Red Flags That Should Have Detected Fraud | Glenn Gitomer, Sander Ressler, John Foster | Rocky Mt. Ballroom CD |
| Location | |||
|---|---|---|---|
| BO05 - Effect of Court & Regulatory Decisions on Typical Defenses Raised by Broker-Dealers | Robert Girard, Adam Gana, Derek Anderson | Rocky Mt. Ballroom CD | |
| BO06 - Mastering Trial Presentation Technology | Hugh Berkson, Laura McNamire, Jeff Abrams, Michael Bixby | Rocky Mt. Ballroom A |