Annual Meeting Schedule

Wednesday Thursday Friday My Schedule

8:15am to 9:30am
		Location
Breakfast, Plated	N/A	West Ballroom A

9:45am to 10:45am
		Location
AM04 - Trial Tactics	Kirk Smith, Jason Doss, Luis Minana, Melanie Cherdack, Ross Intelisano, Brandon Reif	Rocky Mt. Ballroom CD

10:50am to 11:50am
		Location
BO03 - Secondary Liability for Actors Who Participate in Fraudulent Investment Schemes/Clearing Firms	Robert Banks, Joseph Peiffer, Amir Tadjedin	Rocky Mt. Ballroom A
BO04 - GPB Cases	Jason Kane, Kalju Nekvasil	Rocky Mt. Ballroom CD

11:50am to 12:50pm
		Location
Luncheon, Plated	N/A	Terrace
Virtual Networking Break	Christine Lazaro	Virtual

12:50pm to 1:50pm
		Location
AM05 - Broker-Dealer AML Oversight: Red Flags That Should Have Detected Fraud	Glenn Gitomer, Sander Ressler, John Foster	Rocky Mt. Ballroom CD

2:00pm to 3:00pm
		Location
BO05 - Effect of Court & Regulatory Decisions on Typical Defenses Raised by Broker-Dealers	Robert Girard, Adam Gana, Derek Anderson	Rocky Mt. Ballroom CD
BO06 - Mastering Trial Presentation Technology	Hugh Berkson, Laura McNamire, Jeff Abrams, Michael Bixby	Rocky Mt. Ballroom A

7:00pm to 9:00pm
		Location
Cocktail Reception and President's Dinner	N/A	Rocky Mt. Ballroom CD