Location | |||
---|---|---|---|
Breakfast, Plated | N/A | West Ballroom A |
Location | |||
---|---|---|---|
AM04 - Trial Tactics | Kirk Smith, Jason Doss, Luis Minana, Melanie Cherdack, Ross Intelisano, Brandon Reif | Rocky Mt. Ballroom CD |
Location | |||
---|---|---|---|
BO03 - Secondary Liability for Actors Who Participate in Fraudulent Investment Schemes/Clearing Firms | Robert Banks, Joseph Peiffer, Amir Tadjedin | Rocky Mt. Ballroom A | |
BO04 - GPB Cases | Jason Kane, Kalju Nekvasil | Rocky Mt. Ballroom CD |
Location | |||
---|---|---|---|
Luncheon, Plated | N/A | Terrace | |
Virtual Networking Break | Christine Lazaro | Virtual |
Location | |||
---|---|---|---|
AM05 - Broker-Dealer AML Oversight: Red Flags That Should Have Detected Fraud | Glenn Gitomer, Sander Ressler, John Foster | Rocky Mt. Ballroom CD |
Location | |||
---|---|---|---|
BO05 - Effect of Court & Regulatory Decisions on Typical Defenses Raised by Broker-Dealers | Robert Girard, Adam Gana, Derek Anderson | Rocky Mt. Ballroom CD | |
BO06 - Mastering Trial Presentation Technology | Hugh Berkson, Laura McNamire, Jeff Abrams, Michael Bixby | Rocky Mt. Ballroom A |
Location | |||
---|---|---|---|
Cocktail Reception and President's Dinner | N/A | Rocky Mt. Ballroom CD |