AM04 - Trail Tactics

Date/Time: 
10/22/2020 - 9:45am to 10/22/2020 - 10:45am
Room: 
TBA

This session will feature practitioners to discuss various aspects of a FINRA final hearing from both the Claimant and Respondent perspective. Topics include the Opening Statement, Order of Witnesses, Out of Industry Broker, Brokerage Firm Officers, and the Closing Statement.