BO08 - Discovery Guide Review

10/23/2020 - 10:50am to 10/23/2020 - 11:50am
Rocky Mt. Ballroom A

9, 13, 14, 15, 16, 17, 20, and 21. If you don’t recognize these numbers, you are missing key documents in discovery. If you know these numbers and your reaction is “I hate these Discovery Guide fights,” this program is for you. Discovery experts will discuss their experiences and tactics for obtaining the presumptively discoverable documents every broker-dealer does not want to produce in discovery, how to get the documents (in reasonably usable format) without a motion, and what to put in a discovery motion to convince a Chair or Panel to order production of the documents FINRA is too reluctant to require be automatically disclosed in every customer case.

This session will be recorded for replay by Members fully registered to attend the PIABA Annual Meeting.