California Schedule

7:00am to 4:00pm
Location
Meeting Registration N/A Suite E & F Foyer
7:15am to 8:45am
Location
Breakfast N/A Suite E & F
8:00am to 8:10am
Location
Session 0: Welcome Message N/A Suite D
8:10am to 9:10am
Location
Session 1: Review of FINRA Dispute Resolution Developments in 2018 Michael Edmiston, Thomas Mauriello, Richard Berry, Laura McNamire Suite D
9:15am to 10:15am
Location
Session 2: Fixed Income Cases David Neuman, Katrina Boice, Steve Buchwalter, Dennis Stubblefield, Gregory Tevis Suite D
10:15am to 10:30am
Location
Break N/A Suite E & F
10:30am to 12:00pm
Location
Session 3: The Speeding Train of Cryptocurrency Investments, Supervision, and Securities Regulation Darlene Pasieczny, Benjamin Edwards, Lisa Braganca, Louis Straney Suite D
12:00pm to 1:00pm
Location
Lunch N/A Suite E & F
1:15pm to 2:15pm
Location
Session 4: Broker Protocol Robert Girard, Brent Burns, Jeffrey Compton, Devin Donohue Suite D
2:20pm to 3:20pm
Location
Session 5: FINRA Arbitrations From the Defense Side: What it is we do wrong, and occasionally what it is we do right Leonard Steiner, Brandon Reif, Chad Weaver Suite D
3:20pm to 3:35pm
Location
Break N/A Suite E & F
3:35pm to 4:35pm
Location
Session 6: Strategies for Litigating the Dually Registered, and Independent RIA Disputes Leslie Akins, Jeffrey Kaplan, Mason Dinehart, Erwin Shustak Suite D
4:40pm to 5:40pm
Location
Session 7: Protecting Seniors: Developing Rules, Regulations, and Policies Affecting Seniors' Brokerage Accounts Joseph Fogel, Christine Lazaro, Judy Louie, Kathy Adams Suite D
5:45pm to 7:00pm
Location
Reception N/A Suite E & F