Session 1: Review of FINRA Dispute Resolution Developments in 2018

05/05/2018 - 8:10am to 05/05/2018 - 9:10am
Suite D

In this program, Richard W. Berry, FINRA, Executive Vice President and Director Dispute Resolution and Laura McNamire, FINRA, Regional Director, West Region, will provide an update on FINRA Dispute Resolution arbitration and mediation issues, approved rule changes, rule proposals, stitstics, and a Q&A session for attendees.