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Securities Fraud lawyer Mark A. Tepper at the Mark A. Tepper law firm is devoted exclusively to investment fraud recovery, and the representation of clients who are individual investors in the financial markets and victims of stock or investor fraud. The firm also shares its skills, honed over 38 years in the practice of securities law, to present legal guidance during training and education programs organized by NASAA, FINRA [fka NASD], or State Securities Regulators.

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We represent investors and savers who have been taken advantage of by stockbrokers, financial planners, investment advisers, stock brokerage firms and the securities industry generally.  Often, the cases have been brought against the very largest firms on Wall Street.  Other times, claims have been brought against medium-sized and smaller firms that have sold interests in Ponzi schemes to their clients, and even against small pump-and-dump penny stock firms of the sort depicted in the movie, “Boiler Room.”

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Pursuing investor claims and class actions is what we do; all day, every day. Many of our clients are referred to our law firm by their family lawyer, business lawyer, accountant or a new financial advisor. We help individuals who believe they, or someone they care about, have suffered investment or other losses caused by investment misconduct. If you want to sue your stockbroker, talk to us about securities arbitration.

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Started working for PaineWebber in 1981 and worked for them until August 2000. During my tenure their I held the following security licenses (3,5,7,8,63,65 & PA life/ accident & health). During my years there I held the position of insurance coordinator, tax advantage coordinator and branch manager the last 3 years. Since August 2000 I have owned Oakmont Investment Advisors Inc. now d/b/a OakTree Investment Advisors. OakTree is an RIA firm currently state resgistered in PA. At OakTree we manage money on a discretionary basis using mostly individual equities and individual bonds. I currently hold the designations Accredited Investment Fiduciary Analyst (AIFA) issued from the Institute of Fiduciary Studies through the Katz School of Business University of Pittsburgh and Certified Regulatory Compliance Professional (CRCP) issued from FINRA through Wharton at University of Pennsylvania. In 2005 I completed the Wharton Private Wealth Management Professional Track. I completed the CBOE Institutional Investors Options Course in 2002. I started to offer expert services in 2002 and currently have been retained in over 500 cases. Although most of my cases are for the claimant I have sent back 24 cases with the conclusion that the broker had done nothing wrong. I am currently on the board of directors of Arts for Autism - Pittsburgh, a position I am proud to hold and I offer my services to Arbitration Clinic at the University of Miami Law School.

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The attorneys in the securities fraud practice group have over 70 years combined experience in representing investors in securities arbitration and litigation matters. In addition to this broad experience, we are aided by a support staff with over 30 years of experience, and we use the latest technology, computerized legal research, and well-recognized experts in representing our clients

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Since 1992, successfully mediated over 2,500 cases and claims involving a multitude of diverse customer and employment matters filed against both national and regional brokerage firms, and financial institutions, alleging and/or involving annuities and insurance products, Ponzi schemes, private placements, REITS, churning, suitability, fraud and omissions, wrongful termination, defamation, corporate raiding and unfair competition, hedge funds, ERISA, CMO's, Auction Rate Securities, sub-prime investments, structured products, options and commodity futures.