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We represent investors and savers who have been taken advantage of by stockbrokers, financial planners, investment advisers, stock brokerage firms and the securities industry generally.  Often, the cases have been brought against the very largest firms on Wall Street.  Other times, claims have been brought against medium-sized and smaller firms that have sold interests in Ponzi schemes to their clients, and even against small pump-and-dump penny stock firms of the sort depicted in the movie, “Boiler Room.”

Securities Fraud lawyer Mark A. Tepper at the Mark A. Tepper law firm is devoted exclusively to investment fraud recovery, and the representation of clients who are individual investors in the financial markets and victims of stock or investor fraud. The firm also shares its skills, honed over 38 years in the practice of securities law, to present legal guidance during training and education programs organized by NASAA, FINRA [fka NASD], or State Securities Regulators.

Pursuing investor claims and class actions is what we do; all day, every day. Many of our clients are referred to our law firm by their family lawyer, business lawyer, accountant or a new financial advisor. We help individuals who believe they, or someone they care about, have suffered investment or other losses caused by investment misconduct. If you want to sue your stockbroker, talk to us about securities arbitration.

The attorneys in the securities fraud practice group have over 70 years combined experience in representing investors in securities arbitration and litigation matters. In addition to this broad experience, we are aided by a support staff with over 30 years of experience, and we use the latest technology, computerized legal research, and well-recognized experts in representing our clients

Since 1992, successfully mediated over 2,500 cases and claims involving a multitude of diverse customer and employment matters filed against both national and regional brokerage firms, and financial institutions, alleging and/or involving annuities and insurance products, Ponzi schemes, private placements, REITS, churning, suitability, fraud and omissions, wrongful termination, defamation, corporate raiding and unfair competition, hedge funds, ERISA, CMO's, Auction Rate Securities, sub-prime investments, structured products, options and commodity futures.

Sententia LLC was formed to 2012 to provide insight, expertise and assistance to financial services firms, industry regulators, attorneys and investors. The primary practice areas involve Securities Litigation consulting, Expert Testimony and bespoke customized solutions to industry participants involved in providing access, custody and support of financial investments. 

Sententia consultants average 30+ years of hands on manager & owner level experience in a myriad of financial service organizations involving regulated and non-regulated participants including broker-dealers, market makers, banks, hedge funds, registered Investment Advisors and pension plan administrators.